-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VEHhZxYyxDEVEAFw2oBzMsB2M7cUiLaeb5aYW2rlDFyv1HmFBLOqRYyPWJvhGkCb CRjWEX6iF0ScpDRepPwXJg== 0000897101-96-000515.txt : 19960724 0000897101-96-000515.hdr.sgml : 19960724 ACCESSION NUMBER: 0000897101-96-000515 CONFORMED SUBMISSION TYPE: SC 13D PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19960722 SROS: NONE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: WINNEBAGO INDUSTRIES INC CENTRAL INDEX KEY: 0000107687 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR HOMES [3716] IRS NUMBER: 420802678 STATE OF INCORPORATION: IA FISCAL YEAR END: 0828 FILING VALUES: FORM TYPE: SC 13D SEC ACT: 1934 Act SEC FILE NUMBER: 005-07522 FILM NUMBER: 96597246 BUSINESS ADDRESS: STREET 1: P O BOX 152 CITY: FOREST CITY STATE: IA ZIP: 50436 BUSINESS PHONE: 5155823535 MAIL ADDRESS: STREET 1: P O BOX 152 CITY: FOREST CITY STATE: IA ZIP: 50436 FORMER COMPANY: FORMER CONFORMED NAME: MODERNISTIC INDUSTRIES INC DATE OF NAME CHANGE: 19670528 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: HANSON LOUISE V CENTRAL INDEX KEY: 0001019302 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13D BUSINESS ADDRESS: STREET 1: C/O WINNEBAGO INDUSTRIES INC STREET 2: PO BOX 152 CITY: FOREST CITY STATE: IA ZIP: 50436 MAIL ADDRESS: STREET 1: WINNEBAGO INDUSTRIES INC STREET 2: PO BOX 152 CITY: FOREST CITY STATE: IA ZIP: 50436 SC 13D 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D under the Securities Exchange Act of 1934 WINNEBAGO INDUSTRIES, INC. (Name of Issuer) COMMON STOCK, $.50 PAR VALUE (Title of Class of Securities) 974637100 (CUSIP Number) KENNETH J. VAUGHAN, ESQ. CHAPMAN AND CUTLER 111 WEST MONROE STREET CHICAGO, ILLINOIS 60603 312-845-3793 (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) JULY 3, 1996 (Date of Event which Requires Filing of This Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box |_|. Check the following box if a fee is being paid with the statement |_|. (A fee is not required only if the reporting person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7.) The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act. - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON. S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSON. Luise V. Hanson SS# ###-##-#### - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP. (a) |_| (b) |_| - -------------------------------------------------------------------------------- 3 SEC USE ONLY. - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS. 00 (The newly acquired shares were acquired by the reporting person by operation of law in her capacity as the executor of the Estate of John K. Hanson) - -------------------------------------------------------------------------------- 5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) |_| - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION. United States - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER. Luise V. Hanson 4,963,374(19.6%) Estate of John K. Hanson 5,799,943(22.9%) NUMBER OF SHARES -------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER. OWNED BY EACH Not Applicable. REPORTING PERSON -------------------------------------------------- WITH 9 SOLE DISPOSITIVE POWER. Luise V. Hanson 4,963,374(19.6%) Estate of John K. Hanson 5,799,943(22.9%) -------------------------------------------------- 10 SHARED DISPOSITIVE POWER. Not Applicable. - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON. 10,763,317 - -------------------------------------------------------------------------------- 12 CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES. (See Instructions.) |_| - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11). 42.5% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON. (See Instructions.) IN - -------------------------------------------------------------------------------- ITEM 1. SECURITY AND ISSUER. The class of securities to which this statement relates is Common Stock, $.50 par value, of Winnebago Industries, Inc. ("WINNEBAGO"), an Iowa corporation. The address of Winnebago's principal executive offices is P.O. Box 152, Forest City, Iowa 50436. ITEM 2. IDENTITY AND BACKGROUND. This statement is being filed by Luise V. Hanson. Mrs. Hanson is retired, and her residence address is 905 Highway 69 South, Forest City, Iowa 50436. Mrs. Hanson has not, during the last five years, been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors). Further, Mrs. Hanson has not, during the last five years, been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction which resulted in Mrs. Hanson being subject to a judgement, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities law or finding any violation with respect to such laws. ITEM 3. SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATION. Not applicable. This schedule is being filed to report a change in the direct and indirect beneficial ownership by Mrs. Hanson of an aggregate of 5,799,943 shares of Winnebago common stock, as a result of Mrs. Hanson acting as the executor of the estate of John K. Hanson (the "ESTATE"). ITEM 4. PURPOSE OF TRANSACTION. The undersigned does not presently have any plans or proposals which relate to or would result in: (a) The acquisition by any person of additional securities of Winnebago, or the disposition of securities of Winnebago, other than the disposition of shares of Common Stock held by the Estate in the course of administering the Estate; (b) An extraordinary corporate transaction, such as a merger, reorganization or liquidation, involving Winnebago or any of its subsidiaries; (c) A sale or transfer of a material amount of assets of Winnebago or any of its subsidiaries; (d) Any change in the present board of directors or management of Winnebago, including any plans or proposals to change the number or term of directors or to fill any existing vacancies on the board; (e) Any material change in the present capitalization or dividend policy of Winnebago; (f) Any other material change in Winnebago's business or corporate structure; (g) Changes in Winnebago's charter, bylaws or instruments corresponding thereto or other actions which may impede the acquisition of control of Winnebago by any person; (h) Causing a class of securities of Winnebago to be delisted from a national securities exchange or to cease to be authorized to be quoted in an inter-dealer quotation system of a registered national securities association; (i) A class of equity securities of Winnebago becoming eligible for termination of registration pursuant to Section 12(g)(4) of the Act; or (j) Any action similar to any of those enumerated above. ITEM 5. INTEREST IN SECURITIES OF THE ISSUER. (a) Mrs. Hanson is the beneficial owner of 10,763,317 shares of Winnebago common stock, which represent approximately 42.5% of Winnebago's issued and outstanding common stock. (b) Mrs. Hanson has sole voting power and sole dispositive power with respect to the 10,763,317 shares of Winnebago common stock of which she is the beneficial owner. (c) None of Mrs. Hanson, John K. Hanson or the Estate has had any transactions in Winnebago common stock during the past 60 days. (d) Not applicable. (e) Not applicable. ITEM 6. CONTRACTS, ARRANGEMENTS, UNDERSTANDINGS OR RELATIONSHIPS WITH RESPECT TO SECURITIES OF THE ISSUER. None (other than with respect to the distribution of the shares held by the Estate in the course of administering the Estate). ITEM 7. MATERIAL TO BE FILED AS EXHIBITS. None. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. July 17, 1996 (Date) /s/ Luise V. Hanson Luise V. Hanson -----END PRIVACY-ENHANCED MESSAGE-----